A registered investment advisor firm headquartered in Florida is to pay a $500,000 civil penalty to settle charges from the ...
The US Securities and Exchange Commission (SEC) has settled charges against a Florida-based wholly owned subsidiary of ASX-listed GQG Partners for entering into agreements with candidates for ...
GQG Partners agreed to settle Securities and Exchange Commission charges over whistleblower protection violations.
US regulator hauls up the fund management giant for violating whistleblower protections by making staff sign overly ...
GQG Partners LLC, promoted by India-born Rajiv Jain, has agreed to settle charges relating to alleged violation of the ...
GQG Partners settled without admitting or denying wrongdoing while acknowledging the US SEC's jurisdiction in the case.
The Securities and Exchange Commission (SEC), the federal agency that regulates the securities market in the United States, ...
The company is the second-largest investment firm based in South Florida with over $120 billion in assets under management.
Without admitting or denying the SEC’s findings, GQG agreed to be censured, to cease and desist from violating the ...
A registered investment advisor firm headquartered in Florida is to pay a $500 million civil penalty to settle charges from ...
The Securities and Exchange Commission of the United States has settled charges against Florida-based GQG Partners LLC, a ...
GQG Partners, the asset management firm founded by Rajiv Jain, has agreed to pay $500,000 to resolve allegations brought by ...