William “Bill” Bruen Jr. and his son Andrew join an existing LPL practice after spending more than a decade at UBS.

The wealth management business of the world's largest credit union and its 14 million members opted to choose its own ...

LPL Financial (NASDAQ:LPLA – Get Free Report) is anticipated to issue its quarterly earnings data after the market closes on ...

Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker dealer, member FINRA/SIPC. LPL Financial and its affiliated companies provide financial ...

SEC charges describe multiple failures in customer identification programs and shortfalls related to high-risk accounts ...

LPL and Wintrust Financial Corporation signed an agreement in February 2024. On January 25, about $15 billion of brokerage and advisory assets were onboarded to LPL. The remaining $1 billion of assets ...

The case reflects the extent of industry efforts — and failures to enforce — guidelines such as customer identification programs.

The SEC detailed accusations against the broker-dealer firm, which has several thousand workers in the region.

Consumer confidence fell this month mainly on a “softer” jobs market, according to LPL Financial Chief Economist Jeffrey Roach. An index of consumer confidence fell in January for a second straight ...

The PE-backed wealth platform is expanding across Colorado and Idaho while broker-dealer giant LPL welcomes a ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

Anthony Calomeni, a financial advisor at Heffernan Financial Services in Walnut Creek today announced that his achievements have been recognized with inclusion in LPL Financial's Masters Club Program* ...