The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

The SEC said a lack of notifications by Vanguard drove higher capital gains tax bills for many retail investors.

"Materially accurate information about capital gains and tax implications is critical to investors saving for their ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading ...

Hero Images Inc / Getty Images Vanguard is a large asset management firm that offers brokered certificates of deposit (CDs) to its customers. Brokered CDs are bought through an intermediary ...

Geneos Wealth Management Inc. grew its position in Vanguard Mega Cap Value ETF (NYSEARCA:MGV – Free Report) by 64.9% during the fourth quarter, HoldingsChannel reports. The firm owned 1,306 shares of ...

Vanguard’s $5.7 trillion in mutual fund assets under management gives the firm about a 23% market share, roughly 40% more than runner-up Fidelity Investments’ total net assets, according to ...

Fine handed out by the US SEC comes after disclosure failures in target date retirement funds ...

(Bloomberg) -- Vanguard Group will pay more than $106 ... chief of the SEC’s Division of Enforcement’s asset management unit, said in a statement. “Firms must ensure that they are accurately ...

See our top brokerage accounts of 2025. Charles Schwab has $10.1 trillion assets under management (AUM) as of December 2024. Vanguard also boasts $10.1 trillion in AUM. The largest brokerage firms ...

Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target date investment funds, the Securities and Exchange Commission announced ...