Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...

Alphabet , Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil penalties to settle U.S.

The U.S. Securities and Exchange Commission said Wednesday that Bank of America Corp.’s Merrill Lynch unit and derivatives ...

Reuters.com is your online source for the latest news stories and current events, ensuring our readers up to date with any ...

Cassava and former executives were charged Thursday by the SEC with making misleading claims in 2020 about trials for the ...

Franklin Resources, Inc. Investors are Encouraged to Contact BFA Law about the Potential Securities Fraud Class Action Lawsuit ...

Former SKAEL CEO Baba Nadimpalli is charged by the SEC with a $30 million fraud, accused of inflating revenue and fabricating ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

Rep. Darin LaHood (R-IL) and members of a House intelligence committee are asking for more info on the ultra-low-priced ...

The U.S. Securities and Exchange Commission (SEC) filed charges against Anthem Hayek Blanchard, CEO of Anthem Holdings Co., ...

On September 9, 2024, the Chief Accountant of the U.S. Securities and Exchange Commission (SEC), Paul Munter, delivered remarks ...