The SEC announced settled charges against Wells Fargo Clearing Services LLC (WFC) and LPL Financial LLC (LPLA) for failing to provide complete and accurate securities trading information ...

SAN DIEGO, Dec. 17, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC ("LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the "Company”), today released its monthly ...

A judge sentenced Lee to nine years prison on Sept. 6. [email protected] York County SC The hearing Monday was the first public court action in the case after The Herald exclusively ...

LPL Financial LLC has announced that Prestige Wealth Group (PWG), led by partners Rich Galgano, CFP®, and Matt Geraci, CFP®, has joined its broker-dealer, RIA, and custodial platforms ...

FORT WORTH, Texas — Seventh-grader Serenity ... Now, enrollment is critical to the school's survival, as it faces financial challenges and the loss of a serious financial supporter.

LPL Financial and multiple other wealth-management firms sold off during second-quarter earnings season because of concerns over whether they would be increasing the rate that they pay on cash ...

LPL Financial added another firm as part of its recent string of nabbing breakaway practices from Osaic. The latest addition is Franklin Lakes, N.J.- and Westchester, Pa.-based Prestige Wealth ...

Former LPL Financial CEO Dan Arnold is receiving a settlement agreement worth $12 million in stock options a little more than two months after he was fired for failing to maintain a respectful ...

SAN DIEGO, Dec. 09, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC announced ... Wealth Partners. Based in Fort Lauderdale, FL., Blanco provides tailored financial planning and investment strategies ...

LPL Financial has reached a $12 million settlement agreement with former CEO Dan Arnold, whom the firm fired in October for violating its policies. The company on Sunday entered into a deal ...