State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Vanguard takes steps to convince the government it’s not too powerful
The FDIC director says a new "passivity agreement" with Vanguard is a victory over "the concentration of power in a few ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Business Insider5d
Form 8.3 - The Vanguard Group, Inc.: Britvic plc
Form 8.3 - The Vanguard Group, Inc.: Britvic plc 14-Jan-2025 / 14:43 GMT/BST FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Business Insider5d
Form 8.3 - The Vanguard Group, Inc.: TI Fluid Systems plc
Form 8.3 - The Vanguard Group, Inc.: TI Fluid Systems plc 14-Jan-2025 / 14:57 GMT/BST FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES ...
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
The Daily News Online21h
Vanguard Group Inc. agrees to pay $106M settlement
Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement ...
Vanguard to pay $106.4 million to settle US SEC charges, regulator says
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
Asset management giant Vanguard has agreed to pay more than $100 million to settle charges related to disclosures around ...
Finanznachrichten3d
Form 8.3 - The Vanguard Group, Inc.: Renewi plc
DJ Form 8.3 - The Vanguard Group, Inc.: Renewi plc The Vanguard Group, Inc. ( ) Form 8.3 - The Vanguard Group, Inc.: Renewi plc 15-Jan-2025 / 14:54 GMT/BST ...