GQG Partners agreed to settle Securities and Exchange Commission charges over whistleblower protection violations.
Without admitting or denying the SECs findings, GQG agreed to be censured, to cease and desist from violating the ...
GQG Partners settled without admitting or denying wrongdoing while acknowledging the US SEC's jurisdiction in the case.
The Securities and Exchange Commission (SEC), the federal agency that regulates the securities market in the United States, ...
The Securities and Exchange Commission of the United States has settled charges against Florida-based GQG Partners LLC, a ...
GQG Partners, the asset management firm founded by Rajiv Jain, has agreed to pay $500,000 to resolve allegations brought by ...
US regulator hauls up the fund management giant for violating whistleblower protections by making staff sign overly ...
Boutique investment firm GQG Partners has settled charges of potential violations of whistleblower rules with the Securities and Exchange Commission (SEC)—the regulatory body in the United States—by ...
According to reports, the SEC found that GQG partners signed non-disclosure agreements with 12 candidates for employment ...
A registered investment advisor firm headquartered in Florida is to pay a $500,000 civil penalty to settle charges from the ...
The US Securities and Exchange Commission (SEC) has settled charges against a Florida-based wholly owned subsidiary of ASX-listed GQG Partners for entering into agreements with candidates for ...