Alphabet, Goldman Sachs and others to settle charges over late filings, SEC says
Alphabet , Goldman Sachs and a group of other firms agreed to pay a combined $3.8 million in civil penalties to settle U.S.
Nasdaq counters upstart Texas Stock Exchange with new division based in D-FW
Nasdaq Inc. plans to open a regional headquarters in Irving as part of its efforts to reorganize its listing business.
SEC Chair Gensler Details Agency’s Changes to How Treasuries Are Bought and Sold
Securities and Exchange Commission Chair Gary Gensler described his agency’s efforts to reform the market plumbing of how ...
France's Orange to exit New York Stock Exchange
(Reuters) -French telecom operator Orange intends to delist its shares from the New York Stock Exchange (NYSE), it said on ...
Securities Enforcement
Reuters.com is your online source for the latest news stories and current events, ensuring our readers up to date with any ...
The U.S. Securities and Exchange Commission (SEC) Awards Casepoint 5-Year Contract Extension for AI-Powered SaaS Data Discovery Platform
The U.S. Securities and Exchange Commission (SEC) has awarded Casepoint a five-year contract for its cloud-based data ...
Legaltech Rundown: Haystack ID Integrates with Relativity aiR, Michael Mills Scholarship Opens for Contributions, and More
ClaimScore: On Thursday, AI-based claim validation software provider ClaimScore announced that it has expanded to Canada.
SEC Charges U.K. Citizen in Hacking and Trading Scheme Involving Five U.S. Public Companies
The Securities and Exchange Commission today announced charges against U.K. citizen Robert B. Westbrook for hacking into the computer systems of five U.S. public companies to obtain material nonpublic ...
FirstEnergy Announces Settlement Agreement with U.S. Securities and Exchange Commission
FirstEnergy Corp. (NYSE: FE) today announced that it has reached a settlement agreement with the U.S. Securities and Exchange ...
cryptopolitan3d
Cryptocurrencies are not securities, admits SEC commissioner
The U.S. Securities and Exchange Commission (SEC) Commissioner Hester Peirce has stated that cryptocurrencies themselves are ...