In its filings, Vanguard contests the assertion made in the Red Oak suit that Oakland Office Manager Pamela Hoffman ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard has been nudging its mutual fund clients to transition to its brokerage platform for years but now is insisting on ...
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The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
Because it's weighted by market cap, the fund's top holdings are identical to the Vanguard S&P 500 ETF's (all of the ...
Maryland Attorney General Anthony Brown joined a $106 million multistate settlement with Vanguard over big tax bills, the AG ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
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NerdWallet, Inc. does not offer advisory or brokerage services, nor does it recommend or advise investors to buy or sell particular stocks, securities or other investments. Vanguard exchange ...
Hans Daniel Jasperson has over a decade of experience in public policy research, with an emphasis on workforce development, education, and economic justice. His research has been shared with ...
Regulators penalized Vanguard over allegedly misleading statements after the company made changes to target-date funds that ...