It Is a Legal Obligation for Practitioners to Continuously Receive On-the-job Training To ensure that securities firm employees have a good level of business execution ability, the Financial ...
Since its establishment in 1961, the Taiwan Stock Exchange (TWSE) has witnessed the vigorous development of Taiwan’s industries from traditional industries in the early days to the current ...
3F, 9F-12F, 19F, No.7, Sec.5, Xinyi Rd., Taipei City 110615, Taiwan (R.O.C.) ...
The Taiwan stock market has performed outstandingly in recent years, with a marked improvement in market size and international ranking. The market’s transaction efficiency and transparency have ...
The origin of ETFs (exchange traded funds) can be traced back to the SPDR S&P 500 ETF (trading ticker SPY) issued in 1993. Early ETF products were passive index ETFs, with ETF Funds tracking the ...
國內證券投資信託事業依據「證券投資信託基金管理辦法」募集發行，且標的指數成分包含國內外債券及固定收益之ETF。 除一般投資風險外，因這類ETF投資標的包含國外證券，故須留意無漲跌幅 ...
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85 02 企業上市 度之修正，其修正重點如下： （ 1 ）架構之整理： 將上市審查準則及其相關補充規定、解釋函令等歸納調整為「有價證券上市審查準 則」及「有價證券上市審查準則補充規定 ...
280 惟銀行兼營證券業務雖須受「銀行法」、「證券商管理規則」及「證券商設置標準」等多重 規範，不論其營運資金、或是場地及設備等相關設置標準，皆與一般證券商之規定無異。但 71 年時 ...
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